SEC Form 4 · accession 0001062993-15-004927
Heritage Global Inc. · HGBL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Van Ludwig
Officer — President of subsidiary
Period of report
Sep 2, 2015
Accepted (ET)
Sep 4, 2015 · 11:23 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000849145
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 2, 2015 | P | 11,300 | $0.18 | A | 192,300 | D | |
| Common Stock | Sep 3, 2015 | P | 100,200 | $0.18 | A | 292,500 | D |
Table II — derivative securities
No Table II lines on this filing.