SEC Form 4 · accession 0001062993-15-003174
Heritage Global Inc. · HGBL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Allan C Silber
Director
Period of report
May 28, 2015
Accepted (ET)
Jun 1, 2015 · 4:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000849145
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 28, 2015 | P | 155,000 | $0.36 | A | 1,485,183 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 442,000 shares of Common Stock, 155,000 of which are reported herein, which are held of record by a Limited Liability Corporation that is described in Footnote 2, and 1,043,183 shares of Common Stock previously acquired by the reporting person which are held directly by Mr. Silber.
- F2The 155,000 shares of Common Stock reported herein were acquired by a Limited Liability Corporation solely owned by Mr. Silber. The Limited Liability Corporation has acquired a total of 442,000 shares of Common Stock.