SEC Form 4 · accession 0001225208-19-002213
ROGERS CORP · ROG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bruce D. Hoechner
Officer — President and CEO · Director
Period of report
Feb 7, 2019
Accepted (ET)
Feb 11, 2019 · 8:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000084748
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Capital (Common) StockF1,F2 | Feb 7, 2019 | A | 33,850 | $0.00 | A | 85,698 | D | |
| Capital (Common) StockF3 | Feb 7, 2019 | A | 7,408 | $0.00 | A | 93,106 | D | |
| Capital (Common) StockF4 | Feb 7, 2019 | F | 15,048 | $125.15 | D | 78,058 | D | |
| Capital (Common) Stock | holding | — | — | — | 42,500 | I | Grantor Retained Annuity Trust | |
| Capital (Common) StockF5 | holding | — | — | — | 820 | I | Trust for which wife is trustee |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Vesting of performance-based restricted stock unit award.
- F2Includes an aggregate of 110.278 shares acquired by the Reporting Person under the Issuer's Global Stock Ownership Plan for Employees (an employee stock purchase plan) for the six-month period ended December 31, 2018.
- F3Represents the award of Time-Based Restricted Stock Units that convert to common stock on a one-for-one basis pursuant to the 2009 Long-Term Equity Compensation Plan. This Time-Based Restricted Stock Unit award vests in equal one-third increments on each of the first three (3) anniversaries of the Grant Date provided that the Grantee is then employed by the Company or an Affiliate. Restricted Stock Units that are unvested as of the date of the Grantee's employment termination for any reason other than death, disability or retirement shall be forfeited. If the Grantee dies, becomes disabled or retires prior to the third anniversary of the Grant Date, a pro-rated amount of the remaining unvested Stock Units in the grant would vest.
- F4Shares withheld by Company to satisfy tax withholding requirements on vesting of performance-based restricted stock unit awards.
- F5Shares are held by trust for which the reporting individual's wife serves as trustee. The reporting individual disclaims ownership of such shares.