SEC Form 4/A · accession 0001140361-16-054428
ROGERS CORP · ROG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Gary M Glandon
Officer — VP, and Chief HR Officer
Period of report
Feb 10, 2016
Accepted (ET)
Feb 22, 2016 · 5:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000084748
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Capital (Common) StockF1,F3 | Feb 10, 2016 | A | 3,825 | $45.8253 | A | 16,007 | D | |
| Capital (Common) StockF2,F3 | Feb 11, 2016 | F | 312 | $44.03 | D | 15,695 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the award of Time-Based Restricted Stock Units that convert to common stock on a one-for-one basis pursuant to the 2009 Long-Term Equity Compensation Plan. This Time-Based Restricted Stock Unit award vests in equal one-third increments on each of the first three (3) anniversaries of the Grant Date provided that the Grantee is then employed by the Company or an Affiliate. Restricted Stock Units that are unvested as of the date of the Grantee's employment termination for any reason other than death, disability or retirement shall be forfeited. If the Grantee dies, becomes disabled or retires prior to the third anniversary of the Grant Date, a pro-rated amount of the remaining unvested Stock Units in the grant would vest.
- F2Shares withheld by Issuer to satisfy tax withholding requirements on vesting of restricted stock units.
- F3These totals include 165.733 shares held by the reporting person in the Rogers Corporation Global Stock Ownership Plan for Employees (an employee stock purchase plan), which, due to administrative error, were not included in the totals disclosed in the reporting person's Form 4 filed on February 12,2016.