SEC Form 3 · accession 0001048703-17-000056
MFS INVESTMENT GRADE MUNICIPAL TRUST · CXH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Apr 11, 2017
Accepted (ET)
Apr 19, 2017 · 3:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000847411
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | holding | — | — | — | 2,687,046 | D | ||
| Common StockF1,F3 | holding | — | — | — | 230,422 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This Form 3 is filed by Karpus Management,Inc.,d/b/a Karpus Investment Management ("Karpus") and George W. Karpus (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of common stock. Both Karpus and Mr. Karpus disclaim any beneficial ownership (as that term is defined in SEC Rule 16a-1(2)) of shares of the Issuer except to the extent of its or his pecuniary interest, if any, therein. This filing shall not be an admission by either of the Reporting Persons and the filers disclaim any such obligation.
- F2Shares of Common Stock beneficially owned by Karpus.
- F3Mr. Karpus beneficially owns 199,016 Shares. In addition, Mr. Karpus may be deemed to beneficially own 31,406 Shares held by Karpus Management, Inc.'s corporate account.