SEC Form 4 · accession 0001209191-15-078886
Lake Sunapee Bank Group · LSBG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
William Canniff Horn
Director
Period of report
Nov 5, 2015
Accepted (ET)
Nov 6, 2015 · 4:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000846931
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 5,500 | D | ||
| Common Stock | holding | — | — | — | 8,282 | I | By the William C. Horn Revocable Trust | |
| Common Stock | holding | — | — | — | 142 | I | By the William C. Horn IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $13.25 | Nov 5, 2015 | M | 5,000 | D | Dec 30, 2005 | Dec 30, 2015 | Common Stock | 5,000 | 0 | D |