SEC Form 4 · accession 0001209191-15-078870
Lake Sunapee Bank Group · LSBG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen R Theroux
Officer — President/CEO · Director
Period of report
Nov 5, 2015
Accepted (ET)
Nov 6, 2015 · 3:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000846931
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 5, 2015 | M | 12,000 | $13.25 | A | 57,154 | I | Held Jointly with Spouse |
| Common Stock | Nov 5, 2015 | F | 11,276 | $14.10 | D | 45,878 | I | Held Jointly with Spouse |
| Common Stock | holding | — | — | — | 53,381 | I | By the Supp Exec Retirement Plan | |
| Common Stock | holding | — | — | — | 12,345 | I | By the 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $13.25 | Nov 5, 2015 | M | 12,000 | D | Dec 30, 2005 | Dec 30, 2015 | Common Stock | 12,000 | 0 | D |