SEC Form 4 · accession 0001181431-15-008798
Lake Sunapee Bank Group · LSBG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen R Theroux
Officer — President/CEO
Period of report
Jul 21, 2015
Accepted (ET)
Jul 22, 2015 · 2:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000846931
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 21, 2015 | M | 5,000 | $13.25 | A | 37,154 | I | Held jointly with spouse |
| Common Stock | holding | — | — | — | 53,381 | I | By the Supp Exec Retirement Plan | |
| Common Stock | holding | — | — | — | 12,097 | I | By the 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $13.25 | Jul 21, 2015 | M | 5,000 | D | Dec 30, 2005 | Dec 30, 2015 | Common Stock | 5,000 | 20,000 | I |