SEC Form 4 · accession 0000846913-15-000015
FUEL TECH, INC. · FTEK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas G Bailey
Officer — President, CEO & Chairman · Director
Period of report
Feb 25, 2015
Accepted (ET)
Mar 10, 2015 · 6:47 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000846913
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 25, 2015 | A | 21,600 | $0.00 | A | 1,806,438 | D | |
| Common StockF1 | holding | — | — | — | 15,000 | I | Daughter | |
| Common StockF2 | holding | — | — | — | 245,000 | I | Family Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person disclaims beneficial ownership of these shares.
- F2The reporting person is a beneficiary of the trust and shares investment control over the shares in the trust. The reporting person disclaims ownership of the shares in the trust, except to the extent of his pecuniary interest. This report should not be deemed an admission that the reporting person is the beneficial owner of shares held by the trust or by the daughter for purposes of Section 16 and any other purpose.