SEC Form 4 · accession 0001567619-19-004531
Dime Commercial Bancshares, Inc. /NY/ · DCOM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin M O'Connor
Officer — President/CEO Designee · Director
Period of report
Feb 12, 2019
Accepted (ET)
Feb 14, 2019 · 5:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000846617
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CommonF1 | Feb 12, 2019 | A | 4,667 | $0.00 | A | 162,592 | D | |
| CommonF2 | Feb 12, 2019 | A | 1,628 | $0.00 | A | 164,220 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF3 | $35.35 | Feb 12, 2019 | A | 22,277 | A | Feb 15, 2020 | Feb 12, 2029 | Common Stock | 22,277 | 22,277 | D |
| Stock OptionsF3 | $36.19 | holding | — | — | — | Feb 15, 2019 | Feb 13, 2028 | Common Stock | 17,255 | 17,255 | D |
Explanation of responses
- F1Represents a restricted stock unit award. This award vests ratably 5 years from the date of grant.
- F2Represents a restricted stock award. These shares vest ratably over 3 years.
- F3Represents Stock Options. These stock options vest ratably at 3 years.