SEC Form 4 · accession 0001567619-19-000427
Dime Commercial Bancshares, Inc. /NY/ · DCOM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Bennett D Lindenbaum
Director · 10% Owner · Other
Matthew A Lindenbaum
Director · 10% Owner
BASSWOOD CAPITAL MANAGEMENT, L.L.C.
Director · 10% Owner · Other
BASSWOOD PARTNERS, L.L.C.
Director · 10% Owner · Other
BASSWOOD FINANCIAL FUND, L.P.
Director · 10% Owner · Other
BASSWOOD ENHANCED LONG SHORT FUND LP
Director · 10% Owner · Other
BASSWOOD FINANCIAL LONG ONLY FUND, L.P.
Director · 10% Owner · Other
BASSWOOD ENHANCED LONG SHORT GP, LLC
Director · 10% Owner · Other
BASSWOOD FINANCIAL FUND, INC.
Director · 10% Owner · Other
Period of report
Dec 31, 2018
Accepted (ET)
Jan 3, 2019 · 9:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000846617
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per share ("Common Stock")F1,F3 | Dec 31, 2018 | J | 4,310 | $25.49 | D | 115,726 | I | See footnote |
| Common StockF1,F4 | Dec 31, 2018 | J | 2,863 | $25.49 | D | 107,891 | I | See footnote |
| Common StockF1,F4 | Dec 31, 2018 | J | 2,625 | $25.49 | A | 110,516 | I | See footnote |
| Common StockF1,F5 | Dec 31, 2018 | J | 1,796 | $25.49 | D | 28,768 | I | See footnote |
| Common StockF1,F5 | Dec 31, 2018 | J | 2,102 | $25.49 | A | 30,870 | I | See footnotes |
| Common StockF1,F6 | Dec 31, 2018 | J | 18,062 | $25.49 | D | 724,122 | I | See footnotes |
| Common StockF1,F7 | Dec 31, 2018 | J | 8,196 | $25.49 | D | 667,673 | D | |
| Common StockF1,F7 | Dec 31, 2018 | J | 30,500 | $25.49 | A | 698,173 | D | |
| Common StockF1,F8 | holding | — | — | — | 320,785 | I | See footnotes | |
| Common StockF1,F9 | holding | — | — | — | 30,136 | I | See footnotes | |
| Common StockF1,F10 | holding | — | — | — | 138,282 | D | ||
| Common StockF1,F11 | holding | — | — | — | 161,915 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1See Exhibit 99.1
- F10See Exhibit 99.1
- F11See Exhibit 99.1
- F2See Exhibit 99.1
- F3See Exhibit 99.1
- F4See Exhibit 99.1
- F5See Exhibit 99.1
- F6See Exhibit 99.1
- F7See Exhibit 99.1
- F8See Exhibit 99.1
- F9See Exhibit 99.1
Remarks
Explanation of Responses: Notes are included on Exhibit 99.1 hereto. Exhibit List: ------------- Exhibit 99.1 - Explanation of Responses Exhibit 99.2 - Joint Filer Information Exhibit 99.3 - Joint Filers' Signatures