SEC Form 4 · accession 0001140361-18-008728
Dime Commercial Bancshares, Inc. /NY/ · DCOM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Martin McCaffery Jr.
Officer — EVP and Treasurer
Period of report
Feb 13, 2018
Accepted (ET)
Feb 15, 2018 · 5:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000846617
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CommonF1 | Feb 13, 2018 | A | 2,006 | $0.00 | A | 26,737 | D | |
| CommonF2 | Feb 13, 2018 | A | 903 | $0.00 | A | 27,640 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF3 | $36.19 | Feb 13, 2018 | A | 7,592 | A | Feb 13, 2021 | Feb 13, 2028 | Common Stock | 7,592 | 7,592 | D |
Explanation of responses
- F1Represents a restricted stock unit award. This award vests ratably 5 years from the date of grant.
- F2Represents a restricted stock award. These shares vest ratably over 3 years.
- F3Represents Incentive Stock Options. These stock options cliff vest at 3 years.