SEC Form 4 · accession 0001140361-17-044647
Dime Commercial Bancshares, Inc. /NY/ · DCOM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Bennett D Lindenbaum
10% Owner
Matthew A Lindenbaum
10% Owner
BASSWOOD CAPITAL MANAGEMENT, L.L.C.
10% Owner
BASSWOOD OPPORTUNITY PARTNERS, L.P.
10% Owner
BASSWOOD OPPORTUNITY FUND INC
10% Owner
BASSWOOD FINANCIAL FUND, L.P.
10% Owner
BASSWOOD ENHANCED LONG SHORT FUND LP
10% Owner
Period of report
Nov 29, 2017
Accepted (ET)
Dec 1, 2017 · 5:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000846617
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per share ("Common Stock")F1,F2 | Nov 29, 2017 | S | 26,447 | $36.57 | D | 113,508 | I | See Footnotes |
| Common StockF1,F2 | Nov 29, 2017 | S | 9,106 | $36.35 | D | 104,402 | I | See Footnotes |
| Common StockF1,F3 | Nov 29, 2017 | S | 17,567 | $36.57 | D | 748,232 | I | See Footnotes |
| Common StockF1,F3 | Nov 29, 2017 | S | 6,048 | $36.35 | D | 742,184 | I | See Footnotes |
| Common StockF1,F4 | Nov 29, 2017 | S | 2,652 | $36.57 | D | 125,379 | I | See Footnotes |
| Common StockF1,F4 | Nov 29, 2017 | S | 912 | $36.35 | D | 124,467 | I | See Footnotes |
| Common StockF1,F5 | Nov 29, 2017 | S | 989 | $36.57 | D | 29,534 | I | See Footnotes |
| Common StockF1,F5 | Nov 29, 2017 | S | 343 | $36.35 | D | 29,191 | I | See Footnotes |
| Common StockF1,F6 | Nov 29, 2017 | S | 60 | $36.57 | D | 304,809 | D | |
| Common StockF1,F6 | Nov 29, 2017 | S | 21 | $36.35 | D | 304,788 | D | |
| Common StockF1,F6 | Nov 29, 2017 | P | 28,096 | $36.50 | A | 332,884 | D | |
| Common StockF1,F7 | Nov 30, 2017 | P | 75,401 | $35.95 | A | 321,019 | I | See Footnotes |
| Common StockF1,F2 | Nov 30, 2017 | S | 81,537 | $35.95 | D | 22,865 | I | See Footnotes |
| Common StockF1,F4 | Nov 30, 2017 | P | 4,989 | $35.95 | A | 129,456 | I | See Footnotes |
| Common StockF1,F5 | Nov 30, 2017 | P | 1,147 | $35.95 | A | 30,338 | I | See Footnotes |
| Common StockF8 | holding | — | — | — | 161,015 | D | ||
| Common StockF9 | holding | — | — | — | 138,282 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Notes are included on Exhibit 99.1 hereto.
- F2Notes are included on Exhibit 99.1 hereto.
- F3Notes are included on Exhibit 99.1 hereto.
- F4Notes are included on Exhibit 99.1 hereto.
- F5Notes are included on Exhibit 99.1 hereto.
- F6Notes are included on Exhibit 99.1 hereto.
- F7Notes are included on Exhibit 99.1 hereto.
- F8Notes are included on Exhibit 99.1 hereto.
- F9Notes are included on Exhibit 99.1 hereto.
Remarks
Exhibit List: Exhibit 99.1 - Explanation of Responses Exhibit 99.2 - Joint Filer Information Exhibit 99.3 - Joint Filers' Signatures