SEC Form 5 · accession 0001140361-17-006982
Dime Commercial Bancshares, Inc. /NY/ · DCOM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Shari Lindenbaum
10% Owner
Nathan Lindenbaum
10% Owner
Shari A Lindenbaum 2014 Trust
10% Owner
Period of report
Dec 31, 2016
Accepted (ET)
Feb 14, 2017 · 2:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000846617
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F5,F10 | Dec 2, 2016 | S | 2,911 | $34.00 | D | 17,629 | I | See Footnotes |
| Common StockF1,F5,F11 | Dec 7, 2016 | S | 2,786 | $35.60 | D | 14,843 | I | See Footnotes |
| Common StockF1,F5,F12 | Dec 19, 2016 | S | 2,632 | $38.18 | D | 12,211 | I | See Footnotes |
| Common StockF1,F7 | Dec 18, 2015 | G | 50,197 | $0.00 | D | 0 | I | See Footnotes |
| Common StockF1,F9,F10 | Dec 2, 2016 | P | 2,911 | $34.00 | A | 2,911 | D | |
| Common StockF1,F9,F11 | Dec 7, 2016 | P | 2,786 | $35.60 | A | 5,697 | D | |
| Common StockF1,F9,F12 | Dec 19, 2016 | P | 2,632 | $38.18 | A | 8,329 | D | |
| Common StockF1,F9 | Dec 5, 2016 | G | 2,911 | $0.00 | D | 0 | D | |
| Common StockF1,F9 | Dec 9, 2016 | G | 2,786 | $0.00 | D | 0 | D | |
| Common StockF1,F9 | Dec 21, 2016 | G | 2,632 | $0.00 | D | 0 | D | |
| Common shares par value $0.01 per share ("Common Stock")F1 | holding | — | — | — | 3,889 | D | ||
| Common StockF1,F2 | holding | — | — | — | 81,000 | I | See Footnotes | |
| Common StockF1,F3 | holding | — | — | — | 97,202 | I | See Footnotes | |
| Common StockF1,F4 | holding | — | — | — | 87,327 | I | See Footnotes | |
| Common StockF1,F6 | holding | — | — | — | 60,834 | I | See Footnotes | |
| Common StockF1,F8 | holding | — | — | — | 50,197 | I | See Footnotes |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This Form 5 is filed on behalf of Nathan Lindenbaum, Shari A. Lindenbaum, Shari 2014 and Nathan 1995 (the "Reporting Persons"). Nathan Lindenbaum directly holds Common Stock and is trustee of Abigail 2012, Victoria and Ben 2012 and Shari 2014 and is the managing member of MGS and may be deemed to have a pecuniary interest in the Common Stock held directly by such entities. Shari A. Lindenbaum is the manager of Naftali Asher and trustee of Nathan 2015 and may be deemed to have a pecuniary interest in the Common Stock held by such entities. Nathan Lindenbaum and Shari A. Lindenbaum are husband and wife, and each may be deemed to have a pecuniary interest in the Common Stock held directly by the other.
- F10In accordance with the trust agreement of Shari 2014, Shari A. Lindenbaum substituted cash for shares of Common Stock at a price of $34.00 per share.
- F11In accordance with the trust agreement of Shari 2014, Shari A. Lindenbaum substituted cash for shares of Common Stock at a price of $35.60 per share.
- F12In accordance with the trust agreement of Shari 2014, Shari A. Lindenbaum substituted cash for shares of Common Stock at a price of $38.18 per share.
- F2Common Stock held directly by MGS Partners, LLC ("MGS").
- F3Common Stock held directly by Abigail Tambor 2012 Children's Trust ("Abigail 2012").
- F4Common Stock held directly by Victoria and Benjamin Feder 2012 Children's Trust ("Victoria and Ben 2012").
- F5Common Stock held directly by Shari A. Lindenbaum 2014 Trust ("Shari 2014").
- F6Common Stock held directly by Naftali Asher Investments, LLC ("Naftali Asher").
- F7On December 18, 2015, J. Lindenbaum 1995 Children's Trust ("Nathan 1995") gifted all shares of Common Stock held by it to Nathan J. Lindenbaum 2015 Trust ("Nathan 2015").
- F8Common Stock held directly by Nathan 2015.
- F9Common Stock held directly by Shari A. Lindenbaum.