SEC Form 4 · accession 0001140361-17-002319
Dime Commercial Bancshares, Inc. /NY/ · DCOM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas J Tobin
Director
Period of report
Jan 17, 2017
Accepted (ET)
Jan 19, 2017 · 6:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000846617
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common | Jan 17, 2017 | C | 10,344 | $29.00 | A | 21,343 | D | |
| Common | Jan 17, 2017 | C | 3,448 | $29.00 | A | 11,377 | I | Wife |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Convertible Trust Preferred Securities | $29.00 | Jan 17, 2017 | C | 300 | D | Dec 4, 2009 | Sep 30, 2039 | Common | 10,344 | 0 | D |
| Convertible Trust Preferred Securities | $29.00 | Jan 17, 2017 | C | 100 | D | Dec 4, 2009 | Sep 30, 2039 | Common | 3,448 | 0 | I |