SEC Form 5 · accession 0001140361-16-087802
Dime Commercial Bancshares, Inc. /NY/ · DCOM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nathan Lindenbaum
10% Owner
Period of report
Dec 31, 2015
Accepted (ET)
Nov 23, 2016 · 5:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000846617
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per share ("Common Stock")F1 | Dec 10, 2015 | G | 24 | $0.00 | D | 3,889 | D | |
| Common StockF1,F6 | Dec 7, 2015 | G | 3,700 | $0.00 | D | 62,270 | I | See footnotes |
| Common StockF1,F6 | Dec 22, 2015 | G | 1,435 | $0.00 | D | 60,835 | I | See footnotes |
| Common StockF1,F2 | holding | — | — | — | 81,000 | I | See footnotes | |
| Common StockF2,F3 | holding | — | — | — | 97,202 | I | See footnotes | |
| Common StockF1,F4 | holding | — | — | — | 87,327 | I | See footnotes | |
| Common StockF1,F5 | holding | — | — | — | 20,540 | I | See footnotes | |
| Common StockF1,F7 | holding | — | — | — | 50,197 | I | See footnotes |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This Form 5 is filed on behalf of Nathan Lindenbaum. Mr. Lindenbaum directly holds Common Stock and is trustee of Abigail 2012, Victoria and Ben 2012 and Shari 1994 and is the managing member of MGS and may be deemed to have a pecuniary interest in the Common Stock held directly by such entities. In addition, Mr. Lindenbaum may be deemed to have a pecuniary interest in the Common Stock held directly by Naftali Asher and Nathan 1995.
- F2Common Stock held directly by MGS Partners, LLC ("MGS").
- F3Common Stock held directly by Abigail Tambor 2012 Children's Trust ("Abigail 2012").
- F4Common Stock held directly by Victoria and Benjamin Feder 2012 Children's Trust ("Victoria and Ben 2012").
- F5Common Stock held directly by Shari A. Lindenbaum 1994 Children's Trust ("Shari 1994").
- F6Common Stock held directly by Naftali Asher Investments, LLC ("Naftali Asher").
- F7Common Stock held directly by Nathan J Lindenbaum 1995 Children Trust ("Nathan 1995").