SEC Form 4 · accession 0001140361-16-087799
Dime Commercial Bancshares, Inc. /NY/ · DCOM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Bennett D Lindenbaum
10% Owner
Matthew A Lindenbaum
10% Owner
BASSWOOD CAPITAL MANAGEMENT, L.L.C.
10% Owner
BASSWOOD OPPORTUNITY PARTNERS, L.P.
10% Owner
BASSWOOD OPPORTUNITY FUND INC
10% Owner
BASSWOOD FINANCIAL FUND, L.P.
10% Owner
BASSWOOD ENHANCED LONG SHORT FUND LP
10% Owner
BASSWOOD FINANCIAL FUND, INC.
10% Owner
Period of report
Nov 22, 2016
Accepted (ET)
Nov 23, 2016 · 5:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000846617
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per share ("Common Stock")F1,F2 | Nov 22, 2016 | P | 33,227 | $31.00 | A | 256,226 | I | See footnotes |
| Common StockF1,F3 | Nov 22, 2016 | P | 10,351 | $31.00 | A | 31,962 | I | See footnotes |
| Common StockF1,F4 | Nov 22, 2016 | P | 12,868 | $31.00 | A | 39,335 | I | See footnotes |
| Common StockF1,F5 | Nov 22, 2016 | P | 52,583 | $31.00 | A | 150,112 | I | See footnotes |
| Common StockF6 | Nov 22, 2016 | P | 137,873 | $31.00 | A | 373,216 | D | |
| Common StockF6 | Nov 22, 2016 | P | 1,774 | $31.00 | A | 374,990 | D | |
| Common StockF6 | Nov 22, 2016 | P | 34,959 | $31.00 | A | 409,949 | D | |
| Common StockF1,F7 | Nov 22, 2016 | P | 27,061 | $31.00 | A | 139,955 | I | See footnotes |
| Common StockF1,F8 | Nov 22, 2016 | P | 489,304 | $31.00 | A | 1,001,532 | I | See footnotes |
| Common StockF9 | holding | — | — | — | 161,015 | D | ||
| Common StockF10 | holding | — | — | — | 138,282 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Notes are included on Exhibit 99.1 hereto.
- F10Notes are included on Exhibit 99.1 hereto.
- F2Notes are included on Exhibit 99.1 hereto.
- F3Notes are included on Exhibit 99.1 hereto.
- F4Notes are included on Exhibit 99.1 hereto.
- F5Notes are included on Exhibit 99.1 hereto.
- F6Notes are included on Exhibit 99.1 hereto.
- F7Notes are included on Exhibit 99.1 hereto.
- F8Notes are included on Exhibit 99.1 hereto.
- F9Notes are included on Exhibit 99.1 hereto.
Remarks
Exhibit List: Exhibit 99.1 - Explanation of Responses Exhibit 99.2 - Joint Filer Information Exhibit 99.3 - Joint Filers' Signatures