SEC Form 4 · accession 0001140361-16-086962
Dime Commercial Bancshares, Inc. /NY/ · DCOM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas J Tobin
Director
Period of report
Nov 14, 2016
Accepted (ET)
Nov 16, 2016 · 4:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000846617
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common | Nov 14, 2016 | M | 2,134 | $25.25 | A | 12,742 | D | |
| Common | Nov 14, 2016 | F | 1,743 | $30.90 | D | 10,999 | D | |
| Common | holding | — | — | — | 7,929 | I | Wife |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $25.25 | Nov 14, 2016 | M | 2,134 | D | Nov 27, 2006 | Nov 27, 2016 | Common | 2,134 | 0 | D |
| Convertible Trust Preferred Securities | $31.00 | holding | — | — | — | Dec 4, 2009 | Sep 30, 2039 | Common | 9,677 | 300 | D |
| Convertible Trust Preferred Securities | $31.00 | holding | — | — | — | Dec 4, 2009 | Sep 30, 2039 | Common | 3,226 | 100 | I |