SEC Form 4 · accession 0001140361-16-084948
Dime Commercial Bancshares, Inc. /NY/ · DCOM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
JR. Albert E McCOY
Director
Period of report
Nov 2, 2016
Accepted (ET)
Nov 4, 2016 · 5:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000846617
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common | Nov 2, 2016 | P | 4,000 | $27.2872 | A | 88,672 | D | |
| Common | Nov 2, 2016 | P | 1,000 | $27.2872 | A | 14,229 | I | Wife |
| Common | holding | — | — | — | 8,352 | I | Son 1 | |
| Common | holding | — | — | — | 8,352 | I | Son 2 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Convertible Trust Preferred Securities | $31.00 | holding | — | — | — | Oct 23, 2009 | Sep 30, 2039 | Common | 8,065 | 250 | D |
| Convertible Trust Preferred Securities | $31.00 | holding | — | — | — | Dec 4, 2009 | Sep 30, 2039 | Common | 4,839 | 150 | D |