SEC Form 4 · accession 0001140361-16-080477
Dime Commercial Bancshares, Inc. /NY/ · DCOM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Bennett D Lindenbaum
10% Owner
Matthew A Lindenbaum
10% Owner
BASSWOOD CAPITAL MANAGEMENT, L.L.C.
10% Owner
BASSWOOD OPPORTUNITY PARTNERS, L.P.
10% Owner
BASSWOOD OPPORTUNITY FUND INC
10% Owner
BASSWOOD FINANCIAL FUND, L.P.
10% Owner
BASSWOOD ENHANCED LONG SHORT FUND LP
10% Owner
BASSWOOD FINANCIAL FUND, INC.
10% Owner
Period of report
Sep 19, 2016
Accepted (ET)
Sep 21, 2016 · 5:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000846617
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per share ("Common Stock")F1,F2 | Sep 19, 2016 | S | 1,828 | $29.13 | D | 223,281 | I | See footnotes |
| Common StockF1,F3 | Sep 19, 2016 | P | 39 | $29.16 | A | 23,614 | I | See footnotes |
| Common StockF1,F3 | Sep 19, 2016 | S | 1,735 | $29.13 | D | 21,879 | I | See footnotes |
| Common StockF1,F4 | Sep 19, 2016 | S | 2,943 | $29.13 | D | 26,922 | I | See footnotes |
| Common StockF1,F5 | Sep 19, 2016 | P | 14,933 | $29.16 | A | 97,529 | I | See footnotes |
| Common StockF6 | Sep 19, 2016 | P | 2,881 | $29.16 | A | 267,690 | D | |
| Common StockF6 | Sep 19, 2016 | S | 28,027 | $29.13 | D | 239,663 | D | |
| Common StockF1,F2 | Sep 20, 2016 | S | 282 | $29.07 | D | 222,999 | I | See footnotes |
| Common StockF1,F3 | Sep 20, 2016 | S | 268 | $29.07 | D | 21,611 | I | See footnotes |
| Common StockF1,F4 | Sep 20, 2016 | S | 455 | $29.07 | D | 26,467 | I | See footnotes |
| Common StockF6 | Sep 20, 2016 | S | 4,320 | $29.07 | D | 235,343 | D | |
| Common StockF1,F7 | holding | — | — | — | 112,894 | I | See footnotes | |
| Common StockF1,F8 | holding | — | — | — | 512,228 | I | See footnotes | |
| Common StockF9 | holding | — | — | — | 161,015 | D | ||
| Common StockF10 | holding | — | — | — | 138,282 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Notes are included on Exhibit 99.1 hereto.
- F10Notes are included on Exhibit 99.1 hereto.
- F2Notes are included on Exhibit 99.1 hereto.
- F3Notes are included on Exhibit 99.1 hereto.
- F4Notes are included on Exhibit 99.1 hereto.
- F5Notes are included on Exhibit 99.1 hereto.
- F6Notes are included on Exhibit 99.1 hereto.
- F7Notes are included on Exhibit 99.1 hereto.
- F8Notes are included on Exhibit 99.1 hereto.
- F9Notes are included on Exhibit 99.1 hereto.
Remarks
Exhibit List: Exhibit 99.1 - Explanation of Responses Exhibit 99.2 - Joint Filer Information Exhibit 99.3 - Joint Filers' Signatures