SEC Form 4 · accession 0001140361-16-070870
Dime Commercial Bancshares, Inc. /NY/ · DCOM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marcia Hefter
Director
Period of report
Jun 24, 2016
Accepted (ET)
Jun 27, 2016 · 4:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000846617
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common | Jun 24, 2016 | P | 1,500 | $27.95 | A | 37,800 | I | Husband |
| Common | holding | — | — | — | 46,427 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Convertible Trust Preferred Securities | $31.00 | holding | — | — | — | Oct 23, 2009 | Sep 30, 2039 | Common | 9,677 | 300 | D |
| Convertible Trust Preferred Securities | $31.00 | holding | — | — | — | Dec 4, 2009 | Sep 30, 2039 | Common | 6,452 | 200 | I |