SEC Form 4 · accession 0001140361-16-050607
Dime Commercial Bancshares, Inc. /NY/ · DCOM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin M O'Connor
Officer — President/CEO Designee · Director
Period of report
Feb 4, 2016
Accepted (ET)
Feb 8, 2016 · 3:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000846617
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CommonF1 | Feb 4, 2016 | A | 3,453 | $0.00 | A | 115,242 | D | |
| CommonF2 | Feb 4, 2016 | A | 5,558 | $0.00 | A | 120,800 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Convertible Trust Preferred | $31.00 | holding | — | — | — | Oct 23, 2009 | Sep 30, 2039 | Common | 16,129 | 500 | D |
| Convertible Trust Preferred Securities | $31.00 | holding | — | — | — | Dec 4, 2009 | Sep 30, 2039 | Common | 3,226 | 100 | D |
Explanation of responses
- F1Represents a restricted stock unit award. This award vests 5 years from the date of grant and is subject to a 2 year holding period thereafter.
- F2Represents a restricted stock award. These shares vest over 5 years with one third vesting in years 3, 4, and 5.