SEC Form 4 · accession 0001140361-15-043703
Dime Commercial Bancshares, Inc. /NY/ · DCOM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas J Tobin
Director
Period of report
Dec 4, 2015
Accepted (ET)
Dec 4, 2015 · 4:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000846617
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common | Dec 4, 2015 | S | 1,800 | $30.8456 | D | 9,550 | D | |
| Common | Dec 4, 2015 | S | 1,400 | $30.8323 | D | 7,929 | I | Wife |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $25.25 | holding | — | — | — | Nov 27, 2006 | Nov 27, 2016 | Common | 2,134 | 2,134 | D |
| Convertible Trust Preferred Securities | $31.00 | holding | — | — | — | Dec 4, 2009 | Sep 30, 2039 | Common | 9,677 | 300 | D |
| Convertible Trust Preferred Securities | $31.00 | holding | — | — | — | Dec 4, 2009 | Sep 30, 2039 | Common | 3,226 | 100 | I |