SEC Form 4 · accession 0001140361-15-040018
Dime Commercial Bancshares, Inc. /NY/ · DCOM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Howard H Nolan
Officer — SEVP & COO · Director
Period of report
Nov 5, 2015
Accepted (ET)
Nov 6, 2015 · 4:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000846617
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common | Nov 5, 2015 | M | 3,000 | $25.25 | A | 54,173 | D | |
| Common | Nov 5, 2015 | F | 2,511 | $30.16 | D | 51,662 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $25.25 | Nov 5, 2015 | M | 3,000 | D | Nov 27, 2006 | Nov 27, 2016 | Common | 3,000 | 2,333 | D |
| Convertible Trust Preferred Securities | $31.00 | holding | — | — | — | Dec 4, 2009 | Sep 30, 2039 | Common | 3,256 | 100 | D |