SEC Form 4 · accession 0001140361-15-019158
Dime Commercial Bancshares, Inc. /NY/ · DCOM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Emanuel Arturi
Director
Period of report
May 8, 2015
Accepted (ET)
May 12, 2015 · 5:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000846617
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CommonF1,F2 | May 8, 2015 | A | 1,392 | $0.00 | A | 22,484 | D | |
| CommonF1,F2 | May 8, 2015 | A | 994 | $0.00 | A | 23,478 | D | |
| Common | holding | — | — | — | 5,000 | I | By Trust 1 | |
| Common | holding | — | — | — | 5,000 | I | By Trust 2 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Convertible Trust Preferred Securities | $31.00 | holding | — | — | — | Oct 23, 2009 | Sep 30, 2039 | Common | 32,258 | 1,000 | D |
Explanation of responses
- F1Represents a restricted stock unit award. This award vests 12 months from the date of grant.
- F2Reflects transactions not required to be reported pursuant to the Securities Exchange Act of 1934, as amended.