SEC Form 4 · accession 0001140361-15-003852
Dime Commercial Bancshares, Inc. /NY/ · DCOM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James J. Manseau
Officer — Chief Retail Banking Officer
Period of report
Jan 29, 2015
Accepted (ET)
Feb 3, 2015 · 4:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000846617
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CommonF1 | Jan 29, 2015 | F | 251 | $26.05 | D | 34,784 | D | |
| CommonF2 | Feb 2, 2015 | A | 1,322 | $0.00 | A | 36,106 | D | |
| CommonF3 | Feb 2, 2015 | A | 1,997 | $0.00 | A | 38,103 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Convertible Trust Preferred Securities | $31.00 | holding | — | — | — | Dec 4, 2009 | Sep 30, 2039 | Common | 3,256 | 100 | D |
Explanation of responses
- F1Reflects withholding of shares to satisfy tax obligations.
- F2Represents a restricted stock unit award. This award vests 5 years from the date of grant and is subject to a 2 year holding period thereafter.
- F3Represents a restricted stock award. These shares vest over 5 years with one third vesting in years 3, 4, and 5.