SEC Form 4 · accession 0000845877-16-000363
FEDERAL AGRICULTURAL MORTGAGE CORP · AGM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mitchell A Johnson
Director
Period of report
Nov 30, 2016
Accepted (ET)
Dec 2, 2016 · 4:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000845877
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class C Non-Voting Common StockF1,F2,F3 | Nov 30, 2016 | S | 2,000 | $53.625 | D | 14,350 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Transaction effected during an open trading window for key employees and directors of the Federal Agricultural Mortgage Corporation ("Farmer Mac").
- F2The price reported in Column 4 is a weighted average price. These shares of Class C Non-Voting Common Stock were sold in multiple transactions at prices ranging from $53.50 to $53.75, inclusive. The Reporting Person undertakes to provide to Farmer Mac, any security holder of Farmer Mac, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to Form 4.
- F3Includes 1,575 restricted shares of Farmer Mac Class C Non-Voting Common Stock that will vest on March 31, 2017 if the Reporting Person remains a director of Farmer Mac on that date.