SEC Form 3 · accession 0001213900-16-014370
PRINCETON CAPITAL CORP · PIAC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark S. DiSalvo
Director · 10% Owner
Period of report
Jun 9, 2016
Accepted (ET)
Jun 20, 2016 · 3:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000845385
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 104,562,000 | I | By: Capital Point Partners, LP | |
| Common StockF1 | holding | — | — | — | 10,922,327 | I | By: Capital Point Partners II, LP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Mr. DiSalvo, by virtue of his ownership of all of the outstanding stock of Sema4, Inc., the general partner of Capital Point Partners, LP ("CPP") and Capital Point Partners II, LP ("CPP II"), may be deemed to be the beneficial owner of the 104,562,000 shares of the Company's common stock owned by CPP and the 10,922,327 shares of the Company's common stock owned by CPP II. Mr. DiSalvo disclaims beneficial ownership of any shares held by CPP and CPP II, except to the extent of his pecuniary interest therein.
Remarks
Attached as Exhibit 24 is a Limited Power of Attorney for Mark DiSalvo.