SEC Form 4/A · accession 0001209191-16-113198

HARVEST NATURAL RESOURCES, INC. · HNR

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

This is an amendment (Form 4/A). It replaces an earlier filing for the same period.

Reporting owner

Director

Period of report

Sep 9, 2015

Accepted (ET)

Apr 5, 2016 · 5:42 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000845289

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Series C Preferred Stock^F1	holding	—	—		—	0	I	None

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
9% Convertible Note due 2020^F1	—	holding	—	—	—	—	—	Common Stock, $.01 par value per share	0	0	I
Warrant^F1	—	holding	—	—	—	—	—	Common Stock, $.01 par value per share	0	0	I

F1This Form 4 is being filed to correct certain facts of Mr. D'Agostino's Form 4 filed with the Securities and Exchange Commission on September 11, 2015 (the "Form 4"). At the time of the filing of the Form 4, it was contemplated that CTVEN Investments SRL, a Barbados Society with Restricted Liability ("CTVEN") would purchase 35% of the equity interests in CT Energy Holding SRL, a Barbados Society with Restricted Liability ("CT Energy Holding"). As a result, the Form 4 stated that Mr. D'Agostino is one of the controlling persons of CT Energy Holding and CTVEN, and that CTVEN was a member of CT Energy Holding. However, this transaction never occurred. CTVEN is not, and has never been, a member of CT Energy Holding and each of CTVEN and Mr. D'Agostino are not, and have never been, controlling persons or beneficial owners of CT Energy Holding, or indirect beneficial owners of securities owned by CT Energy Holding.