SEC Form 5 · accession 0000899243-15-001745
POSITRON CORP · POSC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cecil O'Brate
10% Owner
Period of report
Dec 31, 2014
Accepted (ET)
Jul 27, 2015 · 4:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000844985
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 1, 2014 | P | 950 | $2.80 | A | 1,023,879 | D | |
| Common StockF1 | Apr 1, 2014 | P | 3,275 | $2.60 | A | 1,027,154 | D | |
| Common StockF1 | Apr 4, 2014 | P | 203 | $2.60 | A | 1,027,357 | D | |
| Common StockF1 | Apr 11, 2014 | P | 484 | $2.60 | A | 1,027,841 | D | |
| Common StockF1 | Apr 14, 2014 | P | 25 | $2.60 | A | 1,027,866 | D | |
| Common StockF1 | Apr 17, 2014 | P | 530 | $2.60 | A | 1,028,396 | D | |
| Common StockF1 | Apr 17, 2014 | P | 1,250 | $2.80 | A | 1,029,646 | D | |
| Common StockF1 | Apr 17, 2014 | P | 35 | $2.60 | A | 1,029,681 | D | |
| Common StockF1 | May 12, 2014 | P | 2,500 | $2.40 | A | 1,032,181 | D | |
| Common StockF1 | May 15, 2014 | P | 63 | $2.60 | A | 1,032,244 | D | |
| Common StockF1 | May 15, 2014 | P | 650 | $2.76 | A | 1,032,894 | D | |
| Common StockF1 | May 15, 2014 | P | 538 | $2.80 | A | 1,033,431 | D | |
| Common StockF1,F2 | May 16, 2014 | C | 1,041,667 | $1.44 | A | 2,075,098 | D | |
| Common StockF1 | May 19, 2014 | P | 25 | $2.72 | A | 2,075,123 | D | |
| Common StockF1 | May 19, 2014 | P | 225 | $2.76 | A | 2,075,348 | D | |
| Common StockF1 | May 19, 2014 | P | 1,250 | $2.60 | A | 2,076,598 | D | |
| Common StockF1 | May 22, 2014 | P | 1,000 | $2.40 | A | 2,077,598 | D | |
| Common StockF1 | May 29, 2014 | P | 1,500 | $2.40 | A | 2,079,098 | D | |
| Common StockF1 | May 30, 2014 | P | 1,154 | $2.72 | A | 2,080,252 | D | |
| Common StockF1 | May 30, 2014 | P | 375 | $2.36 | A | 2,080,627 | D | |
| Common StockF1 | May 30, 2014 | P | 231 | $2.40 | A | 2,080,858 | D | |
| Common StockF1 | May 30, 2014 | P | 159 | $2.56 | A | 2,081,017 | D | |
| Common StockF1 | May 30, 2014 | P | 456 | $2.60 | A | 2,081,473 | D | |
| Common StockF1 | May 30, 2014 | P | 2,971 | $2.00 | A | 2,084,444 | D | |
| Common StockF1 | Jun 13, 2014 | P | 300 | $2.00 | A | 2,084,744 | D | |
| Common StockF1 | Jun 17, 2014 | P | 250 | $2.00 | A | 2,084,994 | D | |
| Common StockF1 | Jun 23, 2014 | P | 1,000 | $2.00 | A | 2,085,994 | D | |
| Common StockF1 | Jun 24, 2014 | P | 135 | $2.00 | A | 2,086,129 | D | |
| Common StockF1 | Jun 25, 2014 | P | 208 | $1.96 | A | 2,086,337 | D | |
| Common StockF1 | Jun 25, 2014 | P | 261 | $2.00 | A | 2,086,598 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The number of shares and prices listed in Items 4 and 5 refer to the current number of shares and prices after a reverse split of the issuer's common stock, par value $0.0001 per share, on a 1 for 400 basis, which was made effective on April 8, 2015 (the "Reverse Stock Split"). This Form 5 is intended to correct errors to previously filed reports and to disclose all omitted open market transactions.
- F2These shares were originally reported on a Form 3 filed March 31, 2015. The reporting person acquired the shares through the conversion of a loan to shares on May 16, 2014. This transaction was previously reported as covering 416,666,667 shares but has been adjusted to reflect the Reverse Stock Split.
Remarks
Form 2 of 3