SEC Form 5 · accession 0000899243-15-001743
POSITRON CORP · POSC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cecil O'Brate
10% Owner
Period of report
Dec 31, 2014
Accepted (ET)
Jul 27, 2015 · 4:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000844985
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 19, 2013 | C | 1,000,000 | $1.00 | A | 1,003,000 | D | |
| Common StockF1 | Jan 3, 2014 | P | 3,234 | $1.92 | A | 1,006,234 | D | |
| Common StockF1 | Mar 10, 2014 | P | 938 | $2.64 | A | 1,007,171 | D | |
| Common StockF1 | Mar 10, 2014 | P | 313 | $2.44 | A | 1,007,484 | D | |
| Common StockF1 | Mar 17, 2014 | P | 250 | $2.60 | A | 1,007,734 | D | |
| Common StockF1 | Mar 19, 2014 | P | 63 | $2.92 | A | 1,007,796 | D | |
| Common StockF1 | Mar 19, 2014 | P | 63 | $2.84 | A | 1,007,859 | D | |
| Common StockF1 | Mar 19, 2014 | P | 63 | $2.88 | A | 1,007,921 | D | |
| Common StockF1 | Mar 19, 2014 | P | 1,200 | $2.80 | A | 1,009,121 | D | |
| Common StockF1 | Mar 20, 2014 | P | 125 | $2.88 | A | 1,009,246 | D | |
| Common StockF1 | Mar 20, 2014 | P | 100 | $2.84 | A | 1,009,346 | D | |
| Common StockF1 | Mar 21, 2014 | P | 125 | $2.88 | A | 1,009,471 | D | |
| Common StockF1 | Mar 21, 2014 | P | 125 | $2.84 | A | 1,009,596 | D | |
| Common StockF1 | Mar 21, 2014 | P | 861 | $2.80 | A | 1,010,459 | D | |
| Common StockF1 | Mar 21, 2014 | P | 193 | $2.60 | A | 1,010,651 | D | |
| Common StockF1 | Mar 24, 2014 | P | 808 | $2.60 | A | 1,011,459 | D | |
| Common StockF1 | Mar 24, 2014 | P | 663 | $2.80 | A | 1,012,121 | D | |
| Common StockF1 | Mar 24, 2014 | P | 625 | $2.84 | A | 1,012,746 | D | |
| Common StockF1 | Mar 25, 2014 | P | 725 | $2.80 | A | 1,013,471 | D | |
| Common StockF1 | Mar 25, 2014 | P | 1,215 | $2.60 | A | 1,014,686 | D | |
| Common StockF1 | Mar 26, 2014 | P | 925 | $2.80 | A | 1,015,611 | D | |
| Common StockF1 | Mar 26, 2014 | P | 125 | $2.88 | A | 1,015,736 | D | |
| Common StockF1 | Mar 27, 2014 | P | 125 | $2.88 | A | 1,015,861 | D | |
| Common StockF1 | Mar 27, 2014 | P | 125 | $2.84 | A | 1,015,986 | D | |
| Common StockF1 | Mar 28, 2014 | P | 1,250 | $2.80 | A | 1,017,236 | D | |
| Common StockF1 | Mar 28, 2014 | P | 518 | $2.60 | A | 1,017,754 | D | |
| Common StockF1 | Mar 28, 2014 | P | 425 | $2.68 | A | 1,018,179 | D | |
| Common StockF1 | Mar 31, 2014 | P | 3,750 | $3.00 | A | 1,021,929 | D | |
| Common StockF1 | Mar 31, 2014 | P | 625 | $2.80 | A | 1,022,554 | D | |
| Common StockF1 | Mar 31, 2014 | P | 375 | $2.88 | A | 1,022,929 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The number of shares and prices listed in Items 4 and 5 refer to the current number of shares and prices after a reverse split of the issuer's common stock, par value $0.0001 per share, on a 1 for 400 basis, which was made effective on April 8, 2015 (the "Reverse Stock Split"). This Form 5 is intended to correct errors to previously filed reports and to disclose all omitted open market transactions.
- F2These shares were originally reported on a Form 3 filed March 31, 2015 with an incorrect transaction date of May 16, 2014. The reporting person acquired the shares through the conversion of a loan to shares on December 19, 2013. This transaction was previously reported as covering 400,000,000 shares but has been adjusted to reflect the Reverse Stock Split.
Remarks
Form 1 of 3