SEC Form 4 · accession 0001562180-18-002300
TETRA TECHNOLOGIES INC · TTI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James H Funke
Officer — VP
Period of report
May 2, 2018
Accepted (ET)
May 4, 2018 · 6:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000844965
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 2, 2018 | F | 431 | $4.18 | D | 56,691 | D | |
| Common StockF2 | holding | — | — | — | 15,048 | I | by 401(k) Plan | |
| Common StockF3 | holding | — | — | — | 44,491 | I | By Funke Family Living Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects shares surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of restricted stock granted on May 2, 2016.
- F2Rounded. Reflects shares held for the Reporting Person's account by the Trustee of TETRA Technologies, Inc. 401(k) Retirement Plan as of April 30, 2018.
- F3These shares are held in a trust for the benefit of the reporting person and the reporting person's spouse and children. The reporting person and his spouse are co-trustees of the trust..