SEC Form 4 · accession 0001562180-17-003503
TETRA TECHNOLOGIES INC · TTI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bass C Wallace Jr.
Officer — Sr VP & General Counsel
Period of report
Nov 4, 2017
Accepted (ET)
Nov 7, 2017 · 4:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000844965
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 4, 2017 | F | 739 | $2.97 | D | 143,716 | D | |
| Common StockF2 | holding | — | — | — | 34,662 | I | by 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects shares surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of restricted stock granted on May 4, 2015.
- F2Rounded. Reflects shares held for the Reporting Person's account by the Trustee of TETRA Technologies, Inc. 401(k) Retirement Plan as of November 3, 2017.