SEC Form 4 · accession 0001562180-17-000919
TETRA TECHNOLOGIES INC · TTI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas R Bates Jr.
Director
Period of report
Feb 23, 2017
Accepted (ET)
Feb 24, 2017 · 6:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000844965
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 23, 2017 | A | 13,987 | $0.00 | A | 64,467 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares of bonus stock were granted pursuant to the TETRA Technologies, Inc. Amended and Restated 2007 Long Term Incentive Compensation Plan to compensate the reporting person for an award of restricted stock granted on May 4, 2015 that has subsequently been determined by the issuer's Compensation Committee and Board of Directors to have been null and void.
- F2Since the date of the reporting person's last ownership report, he transferred 57,523 shares of common stock to his former wife pursuant to a domestic relations order. The reporting person no longer reports as beneficially owned any securities owned by his former wife.