SEC Form 4 · accession 0000844965-16-000202
TETRA TECHNOLOGIES INC · TTI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Elijio V Serrano
Officer — SR VP & CFO
Period of report
Nov 4, 2016
Accepted (ET)
Nov 7, 2016 · 5:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000844965
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 4, 2016 | F | 1,435 | $4.97 | D | 298,173 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects shares surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of restricted stock granted on May 4, 2015.
- F2The Form 4 filed by the reporting person on May 24, 2016 inadvertently understated the number of shares of common stock disposed of by 5 shares. As a result of the error, the amount of shares beneficially owned by the reporting person following the disposition was also incorrectly reported in previous filings. This Form 4 is being filed to report the transactions that occurred on November 4, 2016 and to correct the total number of shares directly held by the reporting person as stated in this item.