SEC Form 4 · accession 0000844965-16-000153
TETRA TECHNOLOGIES INC · TTI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Elijio V Serrano
Officer — SR VP & CFO
Period of report
May 2, 2016
Accepted (ET)
May 12, 2016 · 4:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000844965
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 2, 2016 | A | 32,987 | $0.00 | A | 264,852 | D | |
| Common Stock | May 4, 2016 | F | 2,870 | $6.82 | D | 261,982 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) | $7.14 | May 2, 2016 | A | 74,686 | A | May 2, 2017 | May 2, 2026 | Common Stock | 74,686 | 74,686 | D |
Explanation of responses
- F1This restricted stock award was granted pursuant to the TETRA Technologies, Inc. Amended and Restated 2007 Long Term Incentive Compensation Plan.