SEC Form 4 · accession 0001644671-16-000003
DIAMONDHEAD CASINO CORP · DHCC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert S. Crow III
Director
Period of report
Dec 30, 2015
Accepted (ET)
Jan 4, 2016 · 9:40 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000844887
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 30, 2015 | P | 10,000 | $0.13 | A | 969,869 | D | |
| Common Stock | Dec 30, 2015 | P | 10,000 | $0.0897 | A | 979,869 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Convertible Promissory NoteF1 | $0.50 | holding | — | — | — | Mar 25, 2010 | — | Common Stock | 50,000 | 50,000 | D |
| Convertible Promissory NoteF1 | $0.50 | holding | — | — | — | Apr 26, 2010 | — | Common Stock | 50,000 | 50,000 | D |
| Option to Buy Common Stock | $0.25 | holding | — | — | — | Oct 24, 2012 | Oct 24, 2017 | Common Stock | 105,000 | 105,000 | D |
Explanation of responses
- F1The Convertible Promissory Notes were originally payable 2 years after their issuance but remain outstanding as of this date. The exercise rights will expire the earlier of the exercise of the conversion rights or redemption of the Note by the Company