SEC Form 4 · accession 0001209191-18-003377
CHEROKEE INC · CHKE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Henry Stupp
Officer — CEO · Director
Period of report
Dec 7, 2017
Accepted (ET)
Jan 12, 2018 · 3:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000844161
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrants (rights to buy)F1 | $2.25 | Dec 7, 2017 | A | 4,444 | A | Dec 7, 2017 | Dec 7, 2024 | Common stock | 4,444 | 4,444 | D |
Explanation of responses
- F1The warrants were issued as consideration for the reporting person's agreement to purchase junior participation interests in the issuer's outstanding credit facility.