SEC Form 4 · accession 0001209191-15-071218
CHEROKEE INC · CHKE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jess M Ravich
Director
Period of report
Sep 16, 2015
Accepted (ET)
Sep 17, 2015 · 5:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000844161
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 16, 2015 | P | 100 | $14.6999 | A | 207,839 | D | |
| Common Stock | Sep 16, 2015 | P | 8,174 | $14.70 | A | 216,013 | D | |
| Common Stock | Sep 16, 2015 | P | 200 | $14.729 | A | 216,213 | D | |
| Common Stock | Sep 16, 2015 | P | 217 | $14.7299 | A | 216,430 | D | |
| Common Stock | Sep 16, 2015 | P | 200 | $14.7393 | A | 216,630 | D | |
| Common Stock | Sep 16, 2015 | P | 603 | $15.3699 | A | 217,233 | D | |
| Common Stock | Sep 16, 2015 | P | 11 | $15.4399 | A | 217,244 | D | |
| Common Stock | Sep 16, 2015 | P | 939 | $15.449 | A | 218,183 | D | |
| Common Stock | Sep 16, 2015 | P | 433 | $15.4499 | A | 218,616 | D | |
| Common Stock | Sep 16, 2015 | P | 300 | $15.4899 | A | 218,916 | D | |
| Common Stock | Sep 16, 2015 | P | 2,000 | $15.4972 | A | 220,916 | D | |
| Common Stock | Sep 16, 2015 | P | 100 | $15.499 | A | 221,016 | D | |
| Common Stock | Sep 16, 2015 | P | 3,830 | $15.4999 | A | 224,846 | D | |
| Common Stock | Sep 16, 2015 | P | 770 | $15.50 | A | 225,616 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Options (right to buy) | $13.06 | holding | — | — | — | Jun 18, 2012 | Jun 18, 2019 | Common Stock | 5,500 | 5,500 | D |
| Common Stock Options (right to buy) | $12.65 | holding | — | — | — | Jun 27, 2013 | Jun 27, 2020 | Common Stock | 5,500 | 5,500 | D |
| Restricted Stock UnitsF1 | — | holding | — | — | — | Jun 27, 2016 | Jun 27, 2016 | Common Stock | 1,500 | 1,500 | D |
| Common Stock Options (right to buy) | $22.94 | holding | — | — | — | Jun 8, 2016 | Jun 8, 2022 | Common Stock | 16,666 | 16,666 | D |
| Common Stock Options (right to buy) | $22.94 | holding | — | — | — | Jun 8, 2017 | Jun 8, 2022 | Common Stock | 16,667 | 33,333 | D |
| Common Stock Options (right to buy) | $22.94 | holding | — | — | — | Jun 8, 2018 | Jun 8, 2022 | Common Stock | 16,667 | 50,000 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of common stock of Cherokee Inc.