SEC Form 4 · accession 0001209191-15-071206
CHEROKEE INC · CHKE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jess M Ravich
Director
Period of report
Sep 15, 2015
Accepted (ET)
Sep 17, 2015 · 5:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000844161
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 15, 2015 | P | 230 | $14.2299 | A | 139,143 | D | |
| Common Stock | Sep 15, 2015 | P | 300 | $14.45 | A | 139,443 | D | |
| Common Stock | Sep 15, 2015 | P | 348 | $14.2099 | A | 139,791 | D | |
| Common Stock | Sep 15, 2015 | P | 600 | $14.4946 | A | 140,391 | D | |
| Common Stock | Sep 15, 2015 | P | 800 | $14.4437 | A | 141,191 | D | |
| Common Stock | Sep 15, 2015 | P | 926 | $14.4899 | A | 142,117 | D | |
| Common Stock | Sep 15, 2015 | P | 1,000 | $14.4779 | A | 143,117 | D | |
| Common Stock | Sep 15, 2015 | P | 1,000 | $14.4684 | A | 144,117 | D | |
| Common Stock | Sep 15, 2015 | P | 1,000 | $14.4877 | A | 145,117 | D | |
| Common Stock | Sep 15, 2015 | P | 1,000 | $14.4952 | A | 146,117 | D | |
| Common Stock | Sep 15, 2015 | P | 1,000 | $14.4966 | A | 147,117 | D | |
| Common Stock | Sep 15, 2015 | P | 1,000 | $14.4807 | A | 148,117 | D | |
| Common Stock | Sep 15, 2015 | P | 1,086 | $14.20 | A | 149,203 | D | |
| Common Stock | Sep 15, 2015 | P | 1,984 | $14.4467 | A | 151,187 | D | |
| Common Stock | Sep 15, 2015 | P | 5,000 | $14.25 | A | 156,187 | D | |
| Common Stock | Sep 15, 2015 | P | 5,000 | $14.20 | A | 161,187 | D | |
| Common Stock | Sep 15, 2015 | P | 10,000 | $14.0857 | A | 171,187 | D | |
| Common Stock | Sep 15, 2015 | P | 10,000 | $14.1935 | A | 181,187 | D | |
| Common Stock | Sep 15, 2015 | P | 25,000 | $14.2033 | A | 206,187 | D | |
| Common Stock | Sep 15, 2015 | P | 400 | $14.239 | A | 206,587 | D | |
| Common Stock | Sep 15, 2015 | P | 500 | $14.4982 | A | 207,087 | D | |
| Common Stock | Sep 15, 2015 | P | 652 | $14.23 | A | 207,739 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Options (right to buy) | $13.06 | holding | — | — | — | Jun 18, 2012 | Jun 18, 2019 | Common Stock | 5,500 | 5,500 | D |
| Common Stock Options (right to buy) | $12.65 | holding | — | — | — | Jun 27, 2013 | Jun 27, 2020 | Common Stock | 5,500 | 5,500 | D |
| Restricted Stock UnitsF1 | — | holding | — | — | — | Jun 27, 2016 | Jun 27, 2016 | Common Stock | 1,500 | 1,500 | D |
| Common Stock Options (right to buy) | $22.94 | holding | — | — | — | Jun 8, 2016 | Jun 8, 2022 | Common Stock | 16,666 | 16,666 | D |
| Common Stock Options (right to buy) | $22.94 | holding | — | — | — | Jun 8, 2017 | Jun 8, 2022 | Common Stock | 16,667 | 33,333 | D |
| Common Stock Options (right to buy) | $22.94 | holding | — | — | — | Jun 8, 2018 | Jun 8, 2022 | Common Stock | 16,667 | 50,000 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of common stock of Cherokee Inc.