SEC Form 4 · accession 0001181431-15-006222
CHEROKEE INC · CHKE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Henry Stupp
Officer — Chief Executive Officer · Director
Period of report
Apr 27, 2015
Accepted (ET)
Apr 29, 2015 · 4:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000844161
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 27, 2015 | M | 59,999 | $13.06 | A | 141,950 | D | |
| Common Stock | Apr 27, 2015 | F | 44,770 | $22.01 | D | 97,180 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Options (right to buy)F2 | $13.06 | Apr 27, 2015 | M | 59,999 | D | — | Jun 18, 2019 | Common Stock | 59,999 | 30,001 | D |
| Common Stock Options (right to buy) | $18.30 | holding | — | — | — | Jan 31, 2012 | Aug 26, 2016 | Common Stock | 18,750 | 18,750 | D |
| Common Stock Options (right to buy) | $18.30 | holding | — | — | — | Jan 31, 2013 | Aug 26, 2016 | Common Stock | 18,750 | 37,500 | D |
| Common Stock Options (right to buy) | $18.30 | holding | — | — | — | Jan 31, 2014 | Aug 26, 2016 | Common Stock | 18,750 | 56,250 | D |
| Common Stock Options (right to buy) | $18.30 | holding | — | — | — | Jan 31, 2015 | Aug 26, 2016 | Common Stock | 18,750 | 75,000 | D |
| Common Stock Options (right to buy) | $18.30 | holding | — | — | — | Jan 31, 2016 | Aug 26, 2016 | Common Stock | 18,750 | 93,750 | D |
| Common Stock Options (right to buy)F2 | $13.06 | holding | — | — | — | — | Jun 18, 2019 | Common Stock | 30,001 | 30,001 | D |
| Performance Stock UnitF1 | — | holding | — | — | — | — | Jan 30, 2016 | Common Stock | 30,000 | 30,000 | D |
| Common Stock Options (right to buy) | $13.54 | holding | — | — | — | May 9, 2015 | May 9, 2021 | Common Stock | 25,000 | 25,000 | D |
| Common Stock Options (right to buy) | $13.54 | holding | — | — | — | May 9, 2016 | May 9, 2021 | Common Stock | 25,000 | 50,000 | D |
| Common Stock Options (right to buy) | $13.54 | holding | — | — | — | May 9, 2017 | May 9, 2021 | Common Stock | 25,000 | 75,000 | D |
Explanation of responses
- F1See footnotes (1), (2) and (3) of the Form 4 filed by the reporting person with the Securities and Exchange Commission on July 18, 2013.
- F2The 90,000 shares of common stock subject to the option vest over a 3 year vesting period, of which 29,999 shares vested on 6/18/2013 and 30,000 shares vested on 6/18/2014 and the remaining 30,001 shares will, subject to certain conditions, vest on June 18, 2015.