SEC Form 4 · accession 0001181431-15-001912
CHEROKEE INC · CHKE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Henry Stupp
Officer — Chief Executive Officer · Director
Period of report
Jan 30, 2015
Accepted (ET)
Feb 3, 2015 · 6:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000844161
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 30, 2015 | M | 20,000 | — | A | 89,529 | D | |
| Common Stock | Jan 30, 2015 | F | 7,578 | $18.18 | D | 81,951 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance Stock UnitF1 | — | Jan 30, 2015 | M | 20,000 | D | — | Jan 30, 2016 | Common Stock | 20,000 | 10,000 | D |
| Common Stock Options (right to buy) | $18.30 | holding | — | — | — | Jan 31, 2012 | Aug 26, 2016 | Common Stock | 18,750 | 18,750 | D |
| Common Stock Options (right to buy) | $18.30 | holding | — | — | — | Jan 31, 2013 | Aug 26, 2016 | Common Stock | 18,750 | 37,500 | D |
| Common Stock Options (right to buy) | $18.30 | holding | — | — | — | Jan 31, 2014 | Aug 26, 2016 | Common Stock | 18,750 | 56,250 | D |
| Common Stock Options (right to buy) | $18.30 | holding | — | — | — | Jan 31, 2015 | Aug 26, 2016 | Common Stock | 18,750 | 75,000 | D |
| Common Stock Options (right to buy) | $18.30 | holding | — | — | — | Jan 31, 2016 | Aug 26, 2016 | Common Stock | 18,750 | 93,750 | D |
| Common Stock Options (right to buy) | $13.06 | holding | — | — | — | Jun 18, 2013 | Jun 18, 2019 | Common Stock | 30,000 | 30,000 | D |
| Common Stock Options (right to buy) | $13.06 | holding | — | — | — | Jun 18, 2014 | Jun 18, 2019 | Common Stock | 30,000 | 60,000 | D |
| Common Stock Options (right to buy) | $13.06 | holding | — | — | — | Jun 18, 2015 | Jun 18, 2019 | Common Stock | 30,000 | 90,000 | D |
| Performance Stock UnitF1 | — | holding | — | — | — | — | Jan 30, 2016 | Common Stock | 10,000 | 10,000 | D |
| Common Stock Options (right to buy) | $13.54 | holding | — | — | — | May 9, 2015 | May 9, 2021 | Common Stock | 25,000 | 25,000 | D |
| Common Stock Options (right to buy) | $13.54 | holding | — | — | — | May 9, 2016 | May 9, 2021 | Common Stock | 25,000 | 50,000 | D |
| Common Stock Options (right to buy) | $13.54 | holding | — | — | — | May 9, 2017 | May 9, 2021 | Common Stock | 25,000 | 75,000 | D |
Explanation of responses
- F1See footnotes (1), (2) and (3) of the Form 4 filed by the reporting person with the Securities and Exchange Commission on July 18, 2013. On January 30, 2015, 2/3 of the shares subject to the performance stock unit award vested in full, and 1/3 of the shares subject to such award remain unvested.