SEC Form 4 · accession 0001181431-15-001911
CHEROKEE INC · CHKE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jason Boling
Officer — Chief Financial Officer
Period of report
Jan 30, 2015
Accepted (ET)
Feb 3, 2015 · 6:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000844161
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 30, 2015 | M | 6,666 | — | A | 6,666 | D | |
| Common Stock | Jan 30, 2015 | F | 2,767 | $18.18 | D | 3,899 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance Stock UnitF1 | — | Jan 30, 2015 | M | 6,666 | D | — | Jan 30, 2016 | Common Stock | 6,666 | 3,334 | D |
| Common Stock Option (right to buy) | $14.03 | holding | — | — | — | Mar 25, 2014 | Mar 25, 2020 | Common Stock | 10,000 | 10,000 | D |
| Common Stock Option (right to buy) | $14.03 | holding | — | — | — | Mar 25, 2015 | Mar 25, 2020 | Common Stock | 10,000 | 20,000 | D |
| Common Stock Option (right to buy) | $14.03 | holding | — | — | — | Mar 25, 2016 | Mar 25, 2020 | Common Stock | 10,000 | 30,000 | D |
| Performance Stock UnitF1 | — | holding | — | — | — | — | Jan 30, 2016 | Common Stock | 3,334 | 3,334 | D |
| Common Stock Option (right to buy) | $12.02 | holding | — | — | — | Aug 19, 2014 | Aug 19, 2020 | Common Stock | 6,667 | 6,667 | D |
| Common Stock Option (right to buy) | $12.02 | holding | — | — | — | Aug 19, 2015 | Aug 19, 2020 | Common Stock | 6,667 | 13,334 | D |
| Common Stock Option (right to buy) | $12.02 | holding | — | — | — | Aug 19, 2016 | Aug 19, 2020 | Common Stock | 6,666 | 20,000 | D |
| Common Stock Option (right to buy) | $13.54 | holding | — | — | — | May 9, 2015 | May 9, 2021 | Common Stock | 10,000 | 10,000 | D |
| Common Stock Option (right to buy) | $13.54 | holding | — | — | — | May 9, 2016 | May 9, 2021 | Common Stock | 10,000 | 20,000 | D |
| Common Stock Option (right to buy) | $13.54 | holding | — | — | — | May 9, 2017 | May 9, 2021 | Common Stock | 10,000 | 30,000 | D |
Explanation of responses
- F1See footnotes (1), (2) and (3) of the Form 4 filed by the reporting person with the Securities and Exchange Commission on April 17, 2013. On January 30, 2015, 2/3 of the shares subject to the performance stock unit award vested in full, and 1/3 of the shares subject to such award remain unvested.