SEC Form 4 · accession 0001144204-18-056537
Centric Brands Inc. · CTRC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew Tarshis
Director
Period of report
Oct 29, 2018
Accepted (ET)
Oct 31, 2018 · 5:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000844143
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Oct 29, 2018 | A | 150,000 | A | Oct 29, 2019 | Oct 29, 2020 | Common Stock, par value $0.10 | 150,000 | 150,000 | D |
Explanation of responses
- F1In connection with a new consulting agreement with the Company, the reporting person received a grant of shares of Restricted Stock Units ("RSUs") that represent a contingent right to receive one share of the Company's common stock pursuant to the Differential Brands Group Inc. 2016 Stock Incentive Plan (the "Plan", as amended. The RSUs vest in equal installments on October 29, 2019 and October 29, 2020.