SEC Form 4 · accession 0001104659-17-003855
Centric Brands Inc. · CTRC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Period of report
Jan 23, 2017
Accepted (ET)
Jan 24, 2017 · 6:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000844143
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.10 per share | Jan 23, 2017 | J | 1,019,032 | $0.00 | A | 1,019,032 | D | |
| Common Stock, par value $0.10 per shareF3 | Jan 23, 2017 | J | 344,274 | $0.00 | A | 1,363,306 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On January 23, 2017, TCP RG, LLC disposed of all 1,245,418 shares of common stock, par value of $0.10 (the "Common Stock"), of Differential Brands Group Inc. (the "Issuer"), which it held directly in the Issuer, in a pro rata in-kind distribution for no consideration to certain of its members. TCP RG, LLC disposed of 112,559 shares of Common Stock to Tengram Capital Associates, LLC, 90,585 shares of Common Stock to TCP Co-Invest LLC and 23,242 shares of Common Stock to other members of TCP RG, LLC. TCP RG, LLC also disposed of 1,019,032 shares of Common Stock to the Reporting Person. As the managing member of TCP RG, LLC, the Reporting Person may be deemed to have beneficially owned, prior to their disposition, the 226,386 shares disposed of by TCP RG, LLC in the distribution.
- F2On January 23, 2017, TCP RG II, LLC disposed of all 410,345 shares of Common Stock which it held directly in the Issuer, in a pro rata in-kind distribution for no consideration to certain of its members. In this distribution, TCP RG II, LLC disposed of 344,274 shares of Common Stock to the Reporting Person.
- F3Consists of 1,363,306 shares held directly by the Reporting Person following the pro rata in-kind distributions described in footnotes 1 and 2.