SEC Form 4 · accession 0000844143-18-000017
Centric Brands Inc. · CTRC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kelly Hoffman
Director
Period of report
Sep 30, 2018
Accepted (ET)
Oct 2, 2018 · 5:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000844143
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.10 per shareF1 | Sep 30, 2018 | M | 12,886 | $0.00 | A | 76,204 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F1 | — | Sep 30, 2018 | M | 12,886 | D | Sep 30, 2018 | Sep 30, 2018 | Common Stock, par value $0.10 per share | 12,886 | 12,886 | D |
Explanation of responses
- F1(1) The reporting person previously received a grant of shares of Restricted Stock Units ("RSUs") that represented a contingent right to receive one share of the Company's common stock pursuant to the Differential Brands Group Inc. 2016 Stock Incentive Plan (the "Plan") and previously reported on Table II of a Form 4. These RSUs vested in accordance with the terms of the applicable RSU agreement and the Plan.
- F2The remaining 12,886 shares of restricted stock units shall vest on December 31, 2018, subject to continued service as a member of our Board of Directors through the applicable vesting dates.