SEC Form 4 · accession 0000844143-17-000006
Centric Brands Inc. · CTRC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Ross
Officer — Chief Financial Officer
Period of report
Jan 30, 2017
Accepted (ET)
Feb 1, 2017 · 6:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000844143
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Jan 30, 2017 | A | 200,000 | A | — | Jan 1, 2020 | Common Stock, par value $0.10 per share | 200,000 | 200,000 | D |
Explanation of responses
- F1Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the common stock, par value $0.10 per share, of Differential Brands Group Inc. These RSUs were granted pursuant to the Differential Brands Group Inc. 2016 Stock Incentive Plan. These RSUs vest as follows: (i) 66,666 shares vest on January 1, 2018; (ii) 66,666 shares vest on January 1, 2019; and (iii) 66,667 shares vest on January 1, 2020.