SEC Form 4 · accession 0001474506-17-000053
FRP HOLDINGS, INC. · FRPH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thompson S Baker II
Other
Period of report
May 24, 2017
Accepted (ET)
May 26, 2017 · 2:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000844059
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 24, 2017 | M | 17,840 | $19.686 | A | 119,565 | D | |
| Common Stock | May 24, 2017 | M | 10,700 | $31.10 | A | 130,265 | D | |
| Common Stock | May 24, 2017 | M | 12,340 | $26.967 | A | 142,605 | D | |
| Common Stock | May 24, 2017 | M | 7,040 | $31.15 | A | 149,645 | D | |
| Common Stock | May 24, 2017 | M | 5,955 | $39.00 | A | 155,600 | D | |
| Common StockF1 | holding | — | — | — | 21 | I | See footnote | |
| Common StockF2 | holding | — | — | — | 18 | I | See footnote | |
| Common Stock | holding | — | — | — | 2,199 | I | Shares held by wife | |
| Common StockF3 | holding | — | — | — | 6,597 | I | See footnote | |
| Common StockF4 | holding | — | — | — | 423,274 | I | See footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Buy | $19.686 | May 24, 2017 | M | 17,840 | D | Feb 1, 2015 | Dec 5, 2022 | Common Stock | 17,840 | 0 | D |
| Option to Buy | $31.10 | May 24, 2017 | M | 10,700 | D | Feb 1, 2015 | Dec 4, 2023 | Common Stock | 10,700 | 0 | D |
| Option to Buy | $26.967 | May 24, 2017 | M | 12,340 | D | Feb 1, 2015 | Dec 3, 2024 | Common Stock | 12,340 | 0 | D |
| Option to Buy | $31.15 | May 24, 2017 | M | 7,040 | D | Dec 7, 2015 | Dec 6, 2025 | Common Stock | 7,040 | 0 | D |
| Option to Buy | $39.00 | May 24, 2017 | M | 5,955 | D | Dec 7, 2016 | Dec 6, 2026 | Common Stock | 5,955 | 0 | D |
Explanation of responses
- F1Shares held as beneficiary of the issuer's 401(k) profit sharing plan.
- F2Shares held as beneficiary of an employee stock purchase plan.
- F3Shares held in trust for the benefit of the reporting person's children.
- F4Shares held by Edward L. Baker and Thompson S. Baker II, as trustees for the separate trust for Edward L. Baker created under the Cynthia L. Baker Trust U/A/D April 30, 1965. The reporting person disclaims beneficial ownership of these shares.