SEC Form 4 · accession 0001474506-17-000048
FRP HOLDINGS, INC. · FRPH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John D Baker II
Officer — Chief Executive Officer · Director · 10% Owner
Period of report
Mar 13, 2017
Accepted (ET)
Mar 15, 2017 · 6:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000844059
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 14, 2017 | P | 635 | $37.00 | A | 234,249 | I | Held in Living Trust |
| Common Stock | holding | — | — | — | 13,200 | D | ||
| Common StockF2 | holding | — | — | — | 1,113,474 | I | See Footnote | |
| Common Stock | holding | — | — | — | 10,025 | I | Held in IRA | |
| Common Stock | holding | — | — | — | 3,789 | I | Held in Wife's Trust | |
| Common StockF3 | holding | — | — | — | 30,000 | I | See footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to BuyF1 | $37.55 | Mar 13, 2017 | M | 4,555 | A | Mar 13, 2017 | Mar 12, 2027 | Common Stock | 4,555 | 4,555 | D |
Explanation of responses
- F1The reporting person was awarded stock options pursuant to the Issuer's Equity Incentive Plan.
- F2Shares held by John D. Baker II and Edward L. Baker II, as trustees for the separate trust for John D. Baker II created under the Cynthia L. Baker Trust U/A/D April 30, 1965.
- F3Shares held by John D. Baker II Irrevocable Trust #1, which is administered by an independent trustee and is for the benefit of the reporting person's children. The reporting person disclaims beneficial ownership of these shares.