SEC Form 4/A · accession 0001474506-16-000202
FRP HOLDINGS, INC. · FRPH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
John D Baker II
Director · 10% Owner
Period of report
Feb 3, 2016
Accepted (ET)
Feb 9, 2016 · 2:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000844059
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 3, 2016 | A | 1,200 | $0.00 | A | 13,200 | D | |
| Common StockF3 | holding | — | — | — | 227,963 | I | Held in living trust | |
| Common StockF4 | holding | — | — | — | 1,113,474 | I | See footnote | |
| Common StockF3 | holding | — | — | — | 10,025 | I | IRA | |
| Common StockF3,F5 | holding | — | — | — | 81,597 | I | See footnote | |
| Common StockF3 | holding | — | — | — | 3,789 | I | Held in wife's trust | |
| Common StockF3,F6 | holding | — | — | — | 30,000 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person was awarded shares pursuant to the Company's director compensation arrangements.
- F2This item has been corrected to reflect the correct number of securities beneficially owned following the reported transaction.
- F3This item has been corrected to reflect the correct number of securities beneficially owned by the reporting person.
- F4Shares held by John D. Baker II and Edward L. Baker II, as trustees for the separate trust for John D. Baker II created under the Cynthia L. Baker Trust U/A/D April 30, 1965.
- F5Shares held by Susan Ann Baker Irrevocable Trust, which is administered by the reporting person's brother as trustee and is for the benefit of the reporting person's daughter. The reporting person disclaims any beneficial ownership of these shares.
- F6Shares held by John D. Baker II Irrevocable Trust #1, which is administered by an independent trustee and is for the benefit of the reporting person's children. The reporting person disclaims beneficial ownership of these shares.